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AnalyzeNControl Service Offerings

  • Setting up of Operations, compliance and Risk Management
  • Exchanges, Broking Houses -Primary and Secondary Markets/ Depository Business
  • Setting up of Institutional and Retail desk
  • Setting up of channel partners in the form of Sub-brokers, Authorised Persons and Remisier
  • Business Processes Re-engineering-“Biz’novation” Excellence Model
  • Portfolio Management Services/ Setting up of “Private Client Group”
  • Risk Management process and procedures including AML related policy and system management
  • Regulatory compliance update and Risk Review
  • Standardized operating procedures and manuals
  • CRM Implementation
  • Interfaces and other related development
  • Margin Trading/Lending Business process and systems
  • Due Diligence to supplement acquisition and takeover decision
  • Setting up of Operations, Compliance and Risk Management

    How do we help

    • Application for membership  to regulators for members
    • Listing of requirements as per organizational business model
    • Vendor evaluation
    • Finalize system requirements specifications on the basis of systems design proposed
    • Sharing of insight w.r.t risk management and automation in compliance and processes
    • Liaison with vendor for software automation, UAT (User Acceptance Test) a
    • Implementation of the enhanced modules
    • Complete implementation based on SDLC (System Development Life Cycle)
    • Team training/Standard operating procedures
  • Automation-Main Driver in consulting assignments

    Emphasis on Automation of (Primary and Secondary Markets):

    • Front end order management system
    • Back office processing system
    • Centralization of processes
    • Compliance requirements
    • Policy documentation
    • Product compliances and risk
  • Requirements Management
    • Business Plan management
    • Membership set up
    • Bye Laws, Rules and Regulations Set up
    • Exchange or Member Order  Management system
    • Work flow with respective business partners like MF/Broker/Insurance
    • Compliance across segments
    • Client documentation, reporting  and internal MIS
    • Exchange segment wise RMS policy
    • Client categorization and product wise / category wise RMS policy
    • Settlement management
    • Member/Client servicing management guidelines


  • Project Management
    • Business Plan management
    • Requirement design management
    • Gap analysis evaluation with the vendor system
    • Documentation of agreed enhancements and prototype sign off
    • System requirement documentation to vendor for agreed enhancement or scope change
    • Prototype sign off as given by vendor
    • Creation of use cases, test scenarios and test data for each of the multiple scenarios
    • UAT for the same
    • Implementation management
    • Team training for working on live environment
    • Standard operating procedures or standard operating practices




  • Biz’novation Excellence

  • What can you expect ?

    Deliverables (Scope Dependence)

    • Executive Summary on Issues and Recommendations
    • Finalize system requirements specifications on the basis of  proposed systems design for agreed recommendations.
    • Sharing of insight w.r.t risk management and automation in compliance and processes
    • Test Cases for UAT
    • Liaison with vendor for software automation, UAT (User Acceptance Test)
    • Complete implementation based on SDLC (System Development Life Cycle)
    • Team training
    • Standard operating procedures including system work flow and regulatory provisions
    • Handing over report


    How are we different

    • There is no learning curve
    • We understand major  used software’s  for front and back office
    • We help benchmarking