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C-SAFE: Client Screening Application to help Fraud Elimination

Good Client is GREAT Business,how do you weed out bad client and have good business only?

Of Course -CSAFE

  • Complete Screening on daily basis for new and existing clients.
  • Data compiled in a qualitative manner and intraday basis.
  • The data compilation and matching logic is specifically emphasized to reduce the incorrect matchings!!
The product covers
  • SEBI orders
  • Political Database
  • UNSC
  • OFAC
  • NSE/BSE Arbitration


 


  • Product fully integrated with our Signs of Surveillance and AML Solution,Common.
  • Risk view across systems!!

Read More on How C-SAFE helps efficient and cost effective screening

  • C-SAFE - What does it do?
    • It matches client PAN and Name with restricted entity database
    • The matches are on PAN and Name basis as per EOD scheduler
    • User can do intraday verification  also  for prospects….
      • !! manually and through excel upload
    • The database is updated on day to day basis and minimizes risk on account of client on-boarding and on–going due diligence.
    • Completely integrated with SOS-Signs of Surveillance and AMLIntegrated system
  • Regulators and Database covered
    WP Table Builder
  • How are matched cases processed
    • There is maker and checker process
    • Maker can see Pan and Name matching cases
    • The data at back end is processed and displayed to ensure minimum false positives
    • The case management handles multiple actions that can be taken
    • Integrated risk view from SOSAML for match cases
    • Case history MIS for assigned cases and other reports
  • What is Quick Verification?
    • Is Usually done by Account opening team for walk in clients or clients registrations, which are under process
    • Quick Verification can be done in two ways:
      • Upload Excel
      • Manual Entry
    • In Manual Entry, user can manually check for particular PAN, Name or Both
    • In Upload Excel, user can upload multiple records, which have to be verified based on PAN, Name or Both


  • How does it ensure complete screening

    If client name or PAN, already verified by system on a date and checked and if same name or PAN is updated as a  restricted entity later by Regulator-

    Will the system ensure matching-?

    Yes–

    To ensure complete risk management, the product ensure screening at 3 levels:

    • Manual verification or excel upload on client onboarding by account opening team
    • End of day for all new clients -with complete restricted database
    • End of day incremental restricted database with full client database
  • How cost effective?

    Cost is based on number of clients being screened for a Member Broker

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For any further enquiries:

Call us on +919819311274 or

Email us at support@analyzencontrol.com